ComplianceBytes by Laven
EP 6: Trends within Regulatory Hosting Platforms…an Update (with Elizabeth Frumson)

EP 6: Trends within Regulatory Hosting Platforms…an Update (with Elizabeth Frumson)

November 18, 2021

Join Laven CEO Jerome Lussan in an insightful discussion with Elizabeth Frumson (Vice President at Laven Advisors) on the Regulatory Hosting/Umbrella space in the UK, EU and any regulatory developments that have been witnessed in light of recent events.

If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com!

EP 5: Regulatory Hosting Platforms (with Seonaid Mackenzie)

EP 5: Regulatory Hosting Platforms (with Seonaid Mackenzie)

August 3, 2021

Join Laven CEO Jerome Lussan in a candid discussion with Seonaid Mackenzie (Founder of Sturgeon Ventures) on the Regulatory Hosting/Umbrella space in the UK and developments in how the FCA is approaching those firms. 

If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com!

EP 4: Investment Firms Prudential Regime “IFPR” (with Philip Buckingham)

EP 4: Investment Firms Prudential Regime “IFPR” (with Philip Buckingham)

July 20, 2021

Join Laven CEO Jerome Lussan in a candid discussion with Philip Buckingham (Managing Director at The MPAC Group & Laven) on the FCA's new Investment Firms Prudential Regime (IFPR) and what this means for regulated firms.

If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com!

EP 3: Market Access post-Brexit (with Mark Shaw)

EP 3: Market Access post-Brexit (with Mark Shaw)

May 25, 2021

Join Laven CEO Jerome Lussan in a candid discussion with Mark Shaw (Partner at Wildgen) on how the Financial Services landscape has evolved post-Brexit trade deal (24 December 2020) and what the future of fund marketing might look like.

If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com!

EP 2: Trends in Investment Technology (with Pierre E. Mendelsohn)

EP 2: Trends in Investment Technology (with Pierre E. Mendelsohn)

May 5, 2021

Join Laven CEO Jerome Lussan in a candid discussion with Pierre Mendelsohn (Alpima Founder and CEO) on the state of Investment Technology in 2021 and what Financial Service professionals should consider. 

If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com!

EP 1: Trends in Anti-Money Laundering (with Andrew Welsh)

EP 1: Trends in Anti-Money Laundering (with Andrew Welsh)

February 10, 2021

Join Laven CEO Jerome Lussan in a candid discussion with Andrew Welsh (Laven Managing Director) on the state of Anti-Money Laundering in 2021 and what Financial Service professionals should consider. 

If you would like to take part in an episode of ComplianceBytes or have any questions please email info@lavenpartners.com!

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